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The stock of Southwest Airlines (LUV) is selling for $11.77 in mid-September. An October put on the stock is selling for $1.45 and gives the owner the right to sell the stock for $13.00 prior to its expiration. In this example, the option premium is:
The option premium is $1.45, the cost of the option.
When the U.S. dollar appreciates relative to other world currencies,
i. the prices of all domestic stocks and bonds can be expected to increase.
ii. the prices of securities offered by manufacturers that import a lot of their parts can be expected to increase.
iii. an increase in the purchase of U.S. securities by foreign investors can be expected.
When the U.S. dollar appreciates relative to other world currencies, the prices of securities offered by manufacturers that import a lot of their parts can be expected to increase. This is because the dollar will buy more, so the parts will cost these firms less. All else equal, a decrease in expenses leads to increased cash flow, which leads to an increase in the prices of the securities offered by these firms. Not all domestic companies will benefit from the appreciation of the dollar. In particular, firms that export their products overseas may be hurt since their products will now cost the foreign consumer more in terms of their own country's currency, and they may seek another supplier. A similar argument exists for why Selection III is not correct. U.S. securities will be more expensive to foreign investors, who may decide to invest in other foreign markets.
12b-1 fees refer to:
12b-1 fees are fees that some mutual funds charge to pay for certain of its marketing expenses.
Which of the following is not one of the purposes of FINRA as stated in its articles of incorporation?
FINRA's articles of incorporation does not state that one of FINRA's purposes is to maintain a fair and orderly securities market. All the other selections are stated purposes. The articles of incorporation also state that FINRA has the power to write and enforce rules for its members to promote fair practices.
Giant Investments is introducing a new fund to its family of funds that it plans to name the Asian Fund. Giant may do so only if:
Giant may only name the new fund the Asian Fund if the fund has a policy to invest at least 80% of its assets in investments that are economically tied to Asian countries and the fund's prospectus provides the specific criteria that will be used by the fund to select its investments.
